Mark these important dates on your calendar

2022 Regulatory Interchange Webinars (free for NSCP members) 

(Registration will open in December 2021)

  • JANUARY 25, 2022 – Regulatory Interchange Webinar Featuring the DOL/EBSA 
  • FEBRUARY 24, 2022 – Regulatory Interchange Webinar Featuring the SEC 
  • APRIL 6, 2022 – Regulatory Interchange Webinar Featuring FINRA
  • JUNE 8, 2022 – Regulatory Interchange Webinar Featuring NASAA & State Regulators

2022 NSCP Virtual Educational Seminars 

(Registration will open in December 2021)

  • FEBRUARY 10, 2022
  1. Implementing DOL PTE 2020-02
  2. Integrating Ethics in Conflicts of Interest Policies
  • MARCH 16, 2022
  1. Compliance Considerations for Operating in a Remote World
  2. Navigating the Various Standards of Care/Conduct
  • APRIL 28, 2022
  1. New Developments in Cybersecurity
  2. Managing Through a Crisis: The Resilient Compliance
  • MAY 12, 2022
  1. Practical Considerations for Applying the New SEC Marketing Rule
  2. ESG Investing:  Implementing “Green” Investing Practices Demanded by Clients

Future NSCP National Conferences

  • OCTOBER 17-19, 2022 in National Harbor, MD – NSCP National Conference – Gaylord National
  • OCTOBER 16-18, 2023 in Dallas, TX – NSCP National Conference – Omni Dallas