Mark these important dates on your calendar

2021 NSCP Events

  • January 28, 2021 – Virtual Half Day Seminar:  Remote Supervision & Remote Audits / Cybersecurity
  • February 18, 2021 – Virtual Half Day Seminar: SEC & FINRA Exam Priorities / Risk Management
  • March 9, 2021 – Virtual Regulatory Interchange Webinar with FINRA
  • March 18, 2021 – Virtual Half Day Seminar:  Conflicts of Interest / Hot Topics in Compliance
  • April 27, 2021 – Virtual Half Day Seminar:  Essential Compliance Skills / Communication & Professional Interaction
  • May 11, 2021 – Virtual Regulatory Interchange Webinar with the SEC
  • May 25, 2021 – Virtual Half Day Seminar:  Vendor Management / Code of Ethics
  • June 8, 2021 – Virtual Regulatory Interchange Webinar with the DOL
  • June 22, 2021 – Virtual Half Day Seminar:  Compliance Technology & Automation / New SEC Advertising Rule
  • July 20, 2021 – Virtual Regulatory Interchange Webinar with NASAA
  • November 8-10, 2021 – National Conference – In-person at the Gaylord National Harbor in National Harbor, MD
Register

Future NSCP National Conferences

  • October 17-19, 2022 in National Harbor, MD – NSCP National Conference – Gaylord National
  • October 16-18, 2023 in Dallas, TX – NSCP National Conference – Omni Dallas