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2021 NSCP Events
- January 28, 2021 – Virtual Half Day Seminar: Remote Supervision & Remote Audits / Cybersecurity
- February 18, 2021 – Virtual Half Day Seminar: SEC & FINRA Exam Priorities / Risk Management
- March 9, 2021 – Virtual Regulatory Interchange Webinar with FINRA
- March 18, 2021 – Virtual Half Day Seminar: Conflicts of Interest / Hot Topics in Compliance
- April 27, 2021 – Virtual Half Day Seminar: Essential Compliance Skills / Communication & Professional Interaction
- May 11, 2021 – Virtual Regulatory Interchange Webinar with the SEC
- May 25, 2021 – Virtual Half Day Seminar: Vendor Management / Code of Ethics
- June 8, 2021 – Virtual Regulatory Interchange Webinar with the DOL
- June 22, 2021 – Virtual Half Day Seminar: Compliance Technology & Automation / New SEC Advertising Rule
- July 20, 2021 – Virtual Regulatory Interchange Webinar with NASAA
- November 8-10, 2021 – National Conference – In-person at the Gaylord National Harbor in National Harbor, MD
Future NSCP National Conferences
- October 17-19, 2022 in National Harbor, MD – NSCP National Conference – Gaylord National
- October 16-18, 2023 in Dallas, TX – NSCP National Conference – Omni Dallas