Board of Directors

NSCP is managed by a Board of Directors comprised of 23 current and oncoming Board Members who work to ensure that the needs of our diverse membership base are met.

Committees

As a part of our member benefits, NSCP has established five Community Forums and two Committees:

• Broker-Dealer Forum | Co-Chairs: Glen Barrentine and Brian Rubin
  Facilitates periodic discussions and exchange of ideas among NSCP members regarding regulatory issues relevant to broker-dealers.

• Canadian Committee | Co-Chairs: Jaclyn Moody and Pam Thadani
  Oversees NSCP comment letter processes for Canadian related regulatory proposals and builds relationships between Canadian regulators.
• Conference Committee | Co-Chairs: Joseph McDermott and Jodie Crotteau
  Identifies and develops appropriate topics for NSCP conferences focused on the practical aspects of current compliance challenges.
• Diversity and Inclusion Committee | Chair: Hope Brown
  Promotes diversity and inclusion in the compliance profession.

• Investment Advisor Forum | Chair: Rick Marshall
  Facilitates periodic discussions and exchange of ideas among NSCP members regarding regulatory issues relevant to investment advisers.
• Membership Affairs Committee | Co-Chairs: Melissa Loner and Tito Pombra
  Advises the NSCP staff and provides assistance as appropriate on membership growth opportunities, offerings, benefits and membership engagement and satisfaction.

• Municipal Advisor Forum | Chair: Dave Sanchez
  Facilitates a forum for the periodic discussion and exchange of ideas among NSCP members regarding regulatory issues relevant to municipal advisors.

• Private Fund Forum | Co-Chairs: Bruce Karpati, Robert Kaplan, and Robert Saperstein
  Facilitates a forum for the periodic discussion and exchange of ideas among NSCP members regarding regulatory issues relevant to private funds, hedge funds, and private equity firms.

• Publications Committee | Co-Chairs: Brenda Fournier and Patrick Hayes
  Works with NSCP’s Executive Director and NSCP Staff to produce the monthly publication Currents; solicits articles and authors for NSCP publications; and provides input for appropriate topics to cover in NSCP publications from conferences, regulatory committees, member suggestions and timely topics in the financial services industry.