Board of Directors

NSCP is managed by a Board of Directors comprised of 23 current and oncoming Board Members who work to ensure that the needs of our diverse membership base are met.

Committees

As a part of our member benefits, NSCP has established five Community Forums and two Committees:

• Broker-Dealer Forum
  Facilitates periodic discussions and exchange of ideas among NSCP members regarding regulatory issues relevant to broker-dealers.

• Canadian Committee
  Oversees NSCP comment letter processes for Canadian related regulatory proposals and builds relationships between Canadian regulators.

• Conference Committee
  Identifies and develops appropriate topics for NSCP conferences focused on the practical aspects of current compliance challenges.

• Investment Advisor Forum
  Facilitates periodic discussions and exchange of ideas among NSCP members regarding regulatory issues relevant to investment advisers.

• Municipal Advisor Forum
  Facilitates a forum for the periodic discussion and exchange of ideas among NSCP members regarding regulatory issues relevant to municipal advisors.

• Private Fund Forum
  Facilitates a forum for the periodic discussion and exchange of ideas among NSCP members regarding regulatory issues relevant to private funds, hedge funds, and private equity firms.

• Publications Committee
  Works with NSCP’s Executive Director and NSCP Staff to produce the monthly publication Currents; solicits articles and authors for NSCP publications; and provides input for appropriate topics to cover in NSCP publications from conferences, regulatory committees, member suggestions and timely topics in the financial services industry.