Next NSCP Currents Live Webinar: May 22

“Navigating Regulatory Exams & Interacting with Regulators During Exams”

Join us for our next NSCP Currents Live Webinar, Wednesday, May 22nd from 12:00–1:00 pm EST.

Pete Driscoll

Partner
PwC

Paul Tyrell

Partner
Sidley Austin LLP

Liz Legacy

Executive Director, CCO – CUSO SPF
Atria Wealth

 

NSCP Members:  Mark your calendar so you don’t miss this live event! This webinar will be accessible to NSCP Members only.*

Not an NSCP Member?

* No need to register.  Similar to other NSCP virtual events, access will be provided to NSCP Members via email one day before the event.

NSCP Currents Live webinars offer real-world interpretations of securities regulations and their impact on compliance, practical advice on compliance initiatives, tools and other resources to assist compliance professionals, best practices for implementation, and engaging discussions on all areas of compliance.

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