NSCP Member Forum Calls

NSCP Members are invited to join us for regular meetings of the:

  • NSCP Broker-Dealer Forum

  • NSCP Diversity, Equity and Inclusion Committee

  • NSCP Investment Adviser Forum

  • NSCP Private Fund Forum

2023 Forum Schedule

  • Facilitates periodic discussions and exchange of ideas among NSCP members regarding regulatory issues relevant to broker-dealers. Virtual discussions are held on the first Wednesday of each month at 2pm ET.  Call recordings are available to all NSCP members for review after each call.

    • January 4, 2023

    • February 1, 2023

    • March 1, 2023

    • April 12, 2023 *

    • May 3, 2023

    • June 7, 2023

    • July 5, 2023

    • August 2, 2023

    • September 6, 2023

    • October 4, 2023

    • November 8, 2023*

    • December 6, 2023

    *Falls outside normal schedule

  • Promotes diversity, equity and inclusion in the compliance profession.

    The DEI Forum meets every other month on the second Tuesday at 12:00pm ET, alternating with the Emerging Leaders Forum.

  • The Emerging Leaders Forum is intended for compliance professionals and service providers who are newer (10 years or less) or returning to the financial services compliance profession; however, all NSCP members are welcome. The Emerging Leaders Forum will hold meetings every other month with guest speakers to address topics identified by NSCP members as important to their professional development.

    The Emerging Leaders Forum meets every other month on the second Tuesday at 12:00pm ET, alternating with the DEI Forum.

  • Facilitates periodic discussions and exchange of ideas among NSCP members regarding regulatory issues relevant to investment advisers. Virtual discussions are held on the first Thursday of every month at 12pm ET.  Call recordings are available to all NSCP members for review after each call.

    • January 12, 2023*

    • February 9, 2023*

    • March 2, 2023

    • April 6, 2023

    • May 4, 2023

    • June 1, 2023

    • July 6, 2023

    • August 10, 2023*

    • September 7, 2023

    • October 5, 2023

    • November 9, 2023*

    • December 7, 2023

    *Falls outside normal schedule

  • Facilitates a forum for the periodic discussion and exchange of ideas among NSCP members regarding regulatory issues relevant to private funds, hedge funds, and private equity firms. Discussions are held quarterly on the third Wednesday of the month at 2pm ET.  Call recordings are available to all NSCP members for review after each call.

    • January 18, 2023

    • April 19, 2023

    • July 19, 2023

    • November 15, 2023 *

    *Date falls outside normal schedule.

All forum events are free for NSCP members.